Due to FCA requirements, we have issued an addendum to the Appointed Representative contract to give clarity around the requirement for advisers to be noted on the FCA register before conducting any regulated mortgage or insurance business.
For ease and, for your reference, the only only amendment to the contract is highlighted below:
Additional Clause
or
2.3.4 be permitted to carry on (or purport to carry on) any Regulated Mortgage or Insurance activities until its Registered Advisers are included on the FCA register.
You can see more information HERE
As this is an FCA requirement, please note this additional clause is effective immediately.
Please contact the compliance team if you have any questions.
Regards
Alan Baldwin
Director of Compliance
For any questions or queries, contact the Compliance Team
Call : 01708 676110