This course will ensure you have a full understanding of compliance requirements of being part of a mortgage advising business. The FCA are one regulatory body in our industry, but there are also regulations from other institutions, such as the ICO. To trade, you must have the appropriate permissions and also adhere to any regulations set by […]
Core Compliance 2025 (Yearly) Read More »
Find a whole range of guidance around how to increase your leads through marketing in this course.
This course is for you to develop your own Personal Development Plan of training. Read the guidance that will give you food for thought about what to consider when developing your plan. Upload your plan to the course and then review the plan regularly with your line manager to track how you are doing against
Personal Development Plan (PDP) Read More »
It is important that the compliance team have a strong understanding of regulatory and risk requirements. This course will ensure members of the compliance team have a robust understanding of the company’s compliance policies, risk management and the FCA requirements.
The day to day work of the Compliance Team is varied and includes risk assessments when recruiting, training regulatory requirements and monitoring the compliance effectiveness. This course will ensure compliance team members are equipped with the knowledge they need to recruit, train and monitor effectively.
This course is to help you understand the basic Knowledge a Case Manager needs in order to deliver on the day to day role. It includes understanding the full mortgage and legal process, the documentation requirements and how to understand them, and some basic understanding of the compliance requirements of working within a regulatory environment.
Case Manager Level One – Knowledge Read More »
